A Risk Manager Your Firm Can Count On.

In today’s complex, ever-changing and increasingly litigious financial services world, many firms recognize the need for a risk management professional on staff; few however, can afford one. That is why a number of firms in the financial services sector turn to SterlingRisk for guidance and advice.

As a leading insurance brokerage and risk management firm, SterlingRisk specializes in meeting the needs of niche industries, including financial and professional services. We understand the changing liability landscape and proactively provide private equity investors and other financial professionals with solutions to their toughest challenges. We can do the same for your business...

Our unique, consultative approach focuses on identifying and mitigating your specific risks. Our team includes experienced financial service insurance professionals, as well as attorneys and advisors who work together to help protect your firm.

The professional liability risk to your business, your reputation and your personal assets is too great to leave unattended.

SterlingRisk Insurance - Customized Insurance Solutions for the Financial Services Industry

Industry Challenges

How Can I Help Protect My Firm from Liability?

We look at potential sources of risk, both internally and externally, identify any potential gaps and create a custom insurance program that provides comprehensive professional liability coverage at a competitive price. This insurance may include directors and officers, cyber threats, as well as errors and omissions coverage.

How do I Mitigate Contract Risk?

Whether you are investing in a new company or initiating a new business relationship, our in-house advisory and consulting services will review your contracts to facilitate risk transfer.

Industry Specialist

Robert F. Larocca

Executive Vice President

Robert F. Larocca is Executive Vice President of SterlingRisk, which he joined in 1999 and helped transform into one of the nation’s top privately held insurance brokerages. His professional strengths include Strategic Insurance Carrier Relations, Client Management, New Business Development, Strategic Planning, and Executive Management.

P | 516-719-8750

E | RLarocca@sterlingrisk.com

“Our in-depth review of the insurance coverage of a broker-dealer owned by another company revealed significant gaps that could have cost the client thousands in losses.

While the broker-dealer was insured by the parent company (which is in a different line of business), the coverage did not properly insure them for trading activity. In the event of a loss, the existing insurance may not have answered many of the broker’s professional exposures. The program SterlingRisk recommended and was subsequently contracted to place does. We now are the insurance broker for all of the investment firm’s professional liability coverage, including their directors and officers, cyber threats and errors & omissions policies.”

What You Treasure Should Be
Rewarded & Protected

How Can We Help You?

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What You Treasure Should Be
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